Inactive

Kyle J Dempster

Strategic Financial Services

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Current Employers

Strategic Financial Services

114 Business Park Drive, Utica, NY 13502 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2023-03-28

NY RA
APPROVED

Since 2023-03-28

Branch Locations

114 Business Park Drive, Utica, NY 13502 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Utica College	Utica	NY	08/2012	06/2020
Strategic Financial Services, Inc.	Utica	NY	07/2020	Present

08/2012 → 06/2020

Utica College

Utica, NY
07/2020 → Present

Strategic Financial Services, Inc.

Utica, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2022-12-29

S65 Uniform Investment Adviser Law Examination

2022-12-29

Designations

View on SEC IAPD

Other Firms

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

PARADIGM CONSULTING, INC.

OSAIC WEALTH, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

ROBERT W. BAIRD & CO. INCORPORATED

COMMONWEALTH FINANCIAL NETWORK

MML INVESTORS SERVICES, LLC

Other Investors

DOUGLAS SCOTT WALTERS

Francesca Mae Asher

Nicholas A Accordino

JUDITH VICKS-SWEET

LAURA ELLEN POWERS

Other Offices

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · UTICA, NY

PARADIGM CONSULTING, INC. · UTICA, NY

OSAIC WEALTH, INC. · UTICA, NY

MORGAN STANLEY · Utica, NY

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · UTICA, NY

ROBERT W. BAIRD & CO. INCORPORATED · New Hartford, NY

COMMONWEALTH FINANCIAL NETWORK · New Hartford, NY

MML INVESTORS SERVICES, LLC · New Hartford, NY

More in Utica, NY

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