Alan Jason Brilliant

Employer firm

Four Financial Management CRD 284251

$163M regulatory AUM 2 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2008 → Present
  Lpl Financial Llc
  Ann Arbor, MI
• 09/2015 → Present
  Provizr
  Ann Arbor, MI
• 10/2016 → Present
  Four Financial Management
  Ann Arbor, MI

Other Businesses

(1) 01/11/2010: Four Financial Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) (2) 06/09/2014: MKBF, LLC - Business Entity For Tax/Investment Purposes Only - Investment Related - 900 Victors Way, Ste. 240, Ann Arbor, MI 48108 - Start 11/21/2008 - 0 Hr/Mo - Partner Contributions (3) 09/03/2015: KBF, LLC - Business Entity For Tax/Investment Purposes Only - Investment Related - 900 Victors Way, Ste. 240, Ann Arbor, MI 48108 - Start 09/01/2015 - 10 Hr/Mo; 5 Hour(s) During Securities Trading - Partner Contributions (4) 09/08/2015: Provizr - DBA for LPL Business (entity for LPL business) - Investment Related - 900 Victors Way, Ste 240, Ann Arbor, MI 48108 - Start 09/01/2015 - 10 Hr/Mo; 8 Hour(s) During Securities Trading (5) 11/17/2015: Four Financial Tax Services - Tax Prep/Accounting/CPA - Investment Related - 900 Victors Way, Ste 240, Ann Arbor, MI 48108 - Start 11/01/2015 - 15 Hr/Mo; 5 Hour(s) During Securities Trading - Tax preparation for individuals and corporations. Included with these services will be bookkeeping for businesses, and small business owners. My specific role will be a Principal and Operational Management. I will not be preparing taxes in any way. We will be hiring 1 or 2 enrolled agents that will complete the tax preparation and representation. We will market under a different but similiar DBA as our LPL securities DBA. (6) 10/24/2016: Provizr - Registered Investment Advisor Hybrid - DBA: (HYBRID) Provizr - Investment Related - 900 Victors Way, Ste 240, Ann Arbor, MI 48108 - Start 07/182016 - 160 Hr/Mo; 160 Hour(s) During Securities Trading - I provide investment advisory services through Provizr, an independent investment advisor firm. I started this business activity in October 2016. I expect to spend approximately 160 hours per month] on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial (7) 10/26/2016: Four Financial Management - Registered Investment Advisor Hybrid - DBA: (Hybrid) Four Financial management - Investment Related - 900 Victors Way, Ste. 240, Ann Arbor, MI 48108 - Start 07/14/2016 - 160 Hr/Mo; 160 Hour(s) During Securities Trading - I provide investment advisory services through Four Financial Management, an independent investment advisor firm. I started this business activity on 10/26/16. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (8) 10/06/2023 - Other - Author - Not Investment Related - Home Based - Start Date 07/01/2023 - 10 Hours Per Month/ 0 Hours During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-04-06
• S63 Uniform Securities Agent State Law Examination
  1999-03-31

Other Names

• Alan Jason Brillant