Katie Wu

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2026-05-15

NY RA
APPROVED

Since 2026-05-15

Branch Locations

2000 Westchester Avenue, Purchase, NY 10577-2530 • USA

1 New York, New York, NY 10004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	New York	NY	07/2024	Present
Faherty Brand	New York City	NY	01/2024	05/2024
Morgan Stanley	New York City	NY	06/2023	08/2023
New York University	New York City	NY	09/2020	05/2024
High School	Taipei		01/2019	06/2020
Student	Kyoto		09/2017	12/2018
Student	Shanghai		09/2013	06/2017

07/2024 → Present

Morgan Stanley

New York, NY
01/2024 → 05/2024

Faherty Brand

New York City, NY
06/2023 → 08/2023

Morgan Stanley

New York City, NY
09/2020 → 05/2024

New York University

New York City, NY
01/2019 → 06/2020

High School

Taipei
09/2017 → 12/2018

Student

Kyoto
09/2013 → 06/2017

Student

Shanghai

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-05-15
S63	Uniform Securities Agent State Law Examination	2024-06-29

S66 Uniform Combined State Law Examination

2026-05-15
S63 Uniform Securities Agent State Law Examination

2024-06-29

View on SEC IAPD

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