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Nikhil Patel

Capital Client Group, Inc.

Los Angeles, CA

Los Angeles , CA

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Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-08-25
  • CA RA
    APPROVED
    Since 2026-08-25

Branch Locations

400 S. Hope Street 20Th Floor, Los Angeles, CA 90071 • United States

Los Angeles , CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Gilbert AZ 07/2024 03/2025
Nordstrom Thousand Oaks CA 06/2021 07/2021
Abercrombie & Fitch Thousand Oaks CA 10/2019 02/2020
Morgan Stanley Gilbert AZ 06/2023 08/2023
J.P. Morgan Securities Llc Tempe AZ 04/2025 07/2026
Capital Group / Capital Client Group, Inc. Los Angeles CA 08/2026 Present
Arizona State University Tempe AZ 08/2020 05/2024
Unemployed Thousand Oaks CA 08/2016 10/2019
Unemployed Thousand Oaks CA 02/2020 08/2020
  • 07/2024 → 03/2025
    Morgan Stanley
    Gilbert, AZ
  • 06/2021 → 07/2021
    Nordstrom
    Thousand Oaks, CA
  • 10/2019 → 02/2020
    Abercrombie & Fitch
    Thousand Oaks, CA
  • 06/2023 → 08/2023
    Morgan Stanley
    Gilbert, AZ
  • 04/2025 → 07/2026
    J.P. Morgan Securities Llc
    Tempe, AZ
  • 08/2026 → Present
    Capital Group / Capital Client Group, Inc.
    Los Angeles , CA
  • 08/2020 → 05/2024
    Arizona State University
    Tempe , AZ
  • 08/2016 → 10/2019
    Unemployed
    Thousand Oaks , CA
  • 02/2020 → 08/2020
    Unemployed
    Thousand Oaks , CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-07
  • S66 Uniform Combined State Law Examination
    2024-10-07
Other Names
  • Nikhil V Patel
  • Nikhil Vipul Patel
  • Nikhil Patel

View on SEC IAPD

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WEALTHSPIRE RETIREMENT ADVISORY

Other Investors

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DIMITRI JIMMY KRIKELAS
CHRISTOPHER MILES WERNER
Sarah Mushtaq Chhotani
Julie Ann Yoon
Olivia R DiNapoli
Natalie Jeanne-Marie Glover
JAMES EDGAR BERLINER

Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

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