Robert Alan Walker

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2000 → 05/2025
  Investment Strategies
  Alcoa, TN
• 10/2009 → 12/2017
  Lincoln Financial Securities Corporation
  Alcoa, TN
• 12/2017 → 03/2021
  H. Beck, Inc.
  Rockville, MD
• 04/2021 → 05/2025
  Grove Point Advisors, Llc
  Rockville, MD
• 04/2021 → 05/2025
  Grove Point Investments, Llc
  Rockville, MD
• 05/2025 → Present
  Lpl Financial Llc
  Alcoa, TN

Previous Registrations

• 2021-04-01 → 2025-05-01
  Grove Point Advisors, Llc
  Rockville, MD
  Rockville, MD
  Alcoa, TN
• 2017-12-04 → 2021-04-01
  Grove Point Investments, Llc
  Alcoa, TN
  Rockville, MD
• 2004-03-15 → 2009-07-21
  Ssn Advisory, Inc.
  Maryville, TN

Other Businesses

1- 05/2025 - WMG Alcoa- DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 08/01/2013 - 80 hours per month/ during trading 2- 05/2025 - WMG Alcoa- Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 08/01/2013 - 50 hours per month/ 10 hours during trading

Exams

• S66 Uniform Combined State Law Examination
  2017-08-17
• S63 Uniform Securities Agent State Law Examination
  1999-08-12

Other Names

• Alan Walker