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Chase Hakes

Charles Schwab & Co., Inc.

Austin, TX

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-08-21
  • TX RA
    APPROVED
    Since 2025-08-21

Branch Locations

11800 Schwab Way, Austin, TX 78758 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab Co., Inc. Austin TX 05/2023 Present
Colorado Rockies Baseball Orga Denver CO 05/2019 05/2023
Unemployed Aurora CO 05/2013 05/2019
Walmart Fort Collins CO 02/2023 04/2023
  • 05/2023 → Present
    Charles Schwab Co., Inc.
    Austin, TX
  • 05/2019 → 05/2023
    Colorado Rockies Baseball Orga
    Denver, CO
  • 05/2013 → 05/2019
    Unemployed
    Aurora, CO
  • 02/2023 → 04/2023
    Walmart
    Fort Collins, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-21
S63 Uniform Securities Agent State Law Examination 2023-09-22
  • S66 Uniform Combined State Law Examination
    2025-08-21
  • S63 Uniform Securities Agent State Law Examination
    2023-09-22

View on SEC IAPD

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