Best Investors Account Sign in
Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-10-27
OR RA APPROVED 2025-10-02
  • TX RA
    APPROVED_RES
    Since 2025-10-27
  • OR RA
    APPROVED
    Since 2025-10-02

Branch Locations

288 E Jewett Street Suite 800, White Salmon, WA 98672 • United States

Portland, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network Llc Portland OR 10/2010 09/2020
Commonwealth Financial Network Waltham MA 09/2020 10/2025
Raymond James Financial Services Inc. Portland OR 10/2025 Present
Raymond James Financial Services Advisors Inc. Portland OR 10/2025 Present
Previous Registrations
Other Businesses

(1)Name of Business: Noble Investments Address: 602 SW ARBORETUM CIRCLE, PORTLAND, OR, 97221, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 09/01/2016 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Pay Oregon for the DBA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-10-18
  • S66 Uniform Combined State Law Examination
    2007-10-18

View on SEC IAPD

More in White Salmon, WA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor