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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-10-27 |
| OR | RA | APPROVED | 2025-10-02 |
Branch Locations
288 E Jewett Street Suite 800, White Salmon, WA 98672 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Portland | OR | 10/2010 | 09/2020 |
| Commonwealth Financial Network | Waltham | MA | 09/2020 | 10/2025 |
| Raymond James Financial Services Inc. | Portland | OR | 10/2025 | Present |
| Raymond James Financial Services Advisors Inc. | Portland | OR | 10/2025 | Present |
(1)Name of Business: Noble Investments Address: 602 SW ARBORETUM CIRCLE, PORTLAND, OR, 97221, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 09/01/2016 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Pay Oregon for the DBA
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-10-18 |
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