Rachel Faulk

Current Employers

Global Investment Advisory

1600 Pennsylvania Avenue, Mcdonough, GA 30253 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2024-08-28

GA RA
APPROVED

Since 2024-08-28

Branch Locations

1600 Pennsylvania Avenue, Mcdonough, GA 30253 • United States

Suwanee, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Diligent Corporation	New York	NY	04/2022	05/2023
Steele Cis	San Francisco	CA	05/2016	04/2022
American Global Wealth Management	Mcdonough	GA	05/2023	07/2025
First Asset Financial Inc.	Salinas	KS	02/2025	Present
American Global Wealth Management	Mcdonough	GA	07/2025	Present
Cape Securities Inc	Mcdonough	GA	08/2024	Present
Global Investment Advisory	Mcdonough	GA	08/2024	Present

04/2022 → 05/2023

Diligent Corporation

New York, NY
05/2016 → 04/2022

Steele Cis

San Francisco, CA
05/2023 → 07/2025

American Global Wealth Management

Mcdonough, GA
02/2025 → Present

First Asset Financial Inc.

Salinas, KS
07/2025 → Present

American Global Wealth Management

Mcdonough, GA
08/2024 → Present

Cape Securities Inc

Mcdonough, GA
08/2024 → Present

Global Investment Advisory

Mcdonough, GA

Other Businesses

AMGlobe Consulting, LLC. Regulatory Compliance Consulting for affiliated financial services. Position: Compliance Director, in McDonough, Georgia; Start Date: 12/20/2024; Consulting hours are full time but not necessarily performed during market hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-05-23

S66 Uniform Combined State Law Examination

2023-05-23

Other Names

Rachael L Faulk
Rachel L Faulk

View on SEC IAPD