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1703 Monroe Avenue, Rochester, NY 14618 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-04-16 |
Branch Locations
1703 Monroe Avenue, Rochester, NY 14618 • United States
1703 Monroe Avenue, Rochester, NY 14618-1487 • UNITED STATES
3 World Trade Center 38Th Floor, 175 Greenwich Street, New York, NY 10007 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2023-06-20 |
| NY | RA | APPROVED | 2023-04-01 |
Branch Locations
3 World Trade Center 38Th Floor, 175 Greenwich Street, New York, NY 10007 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pneumatek Llc | New York | NY | 09/2022 | 03/2023 |
| New York University | New York | NY | 01/2003 | 09/2022 |
| Vanquour Llc | New York | NY | 03/2023 | 04/2024 |
| Brighton Securities | Rochester | NY | 04/2024 | Present |
Renting units of his residence to tenants; less than an hour per week of time spent on activity; Receives $2400/month in rent payments; Non-investment, insurance or securities industry related; Tenants are not investment clients. Tax referral fee from Brighton Securities Tax and Accounting an affiliate of Brighton Securities Corp. spends less than 1 hour per week, started in 09/2024
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-05-30 |
| S65 | Uniform Investment Adviser Law Examination | 2023-04-01 |
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