Coleman Cox

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2024 → 09/2024
  Osaic
  Richmond, VA
• 10/2023 → 04/2024
  Starbucks Coffee
  Harrisonburg, VA
• 06/2023 → 10/2023
  Emergency Medical Leave
  Harrisonburg, VA
• 02/2023 → 06/2023
  Northwestern Mutual
  Harrisonburg, VA
• 09/2022 → 02/2023
  Village Juice And Kitchen
  Harrisonburg, VA
• 05/2017 → 08/2019
  Camp Willow Springs
  Harrisonburg, VA
• 08/2016 → 09/2022
  James Madison University
  Harrisonburg, VA
• 10/2024 → 11/2024
  Unemployed
  Richmond, VA
• 12/2024 → 03/2026
  Fidelity Investments
  Richmond, VA
• 03/2025 → 03/2026
  Fidelity Investments
  Boston, MA
• 06/2026 → Present
  Lpl Financial Llc
  Richmond, VA

Previous Registrations

• 2025-03-31 → 2026-03-26
  Strategic Advisers Llc
  Richmond, VA
  Midlothian, VA
  Boston, MA
• 2025-01-07 → 2025-03-31
  Fidelity Personal And Workplace Advisors
  Richmond, VA
  Midlothian, VA
• 2024-04-24 → 2024-09-11
  Osaic Wealth, Inc.
  Richmond, VA

Exams

• S66 Uniform Combined State Law Examination
  2024-04-24

Other Names

• Cole Cox
• Coleman Lytton Cox