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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2026-04-03
  • MN RA
    APPROVED
    Since 2026-04-03

Branch Locations

400 Robert Street North Suite 800, Saint Paul, MN 55110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Meriprise Financial Services, Llc Minneapolis MN 03/2023 10/2025
Minnesota Timberwolves Minneapolis MN 08/2021 04/2023
Lineleap Minneapolis MN 08/2021 04/2022
Surly Brewing Company Minneapolis MN 08/2022 04/2023
State Farm Hopkins MN 05/2021 08/2021
Tally's Dockside White Bear Lake MN 05/2017 07/2020
Ingredients Cafe White Bear Lake MN 10/2018 05/2019
Unemployed Minneapolis MN 07/2020 05/2021
Student White Bear Lake MN 08/2014 05/2017
Cetera Wealth Services, Llc El Segundo CA 03/2026 Present
Cetera Investment Adviser Llc Schaumburg IL 03/2026 Present
Vow'd Weddings Minneapolis MN 10/2025 02/2026
Chain Ritual Llc White Bear Lake MN 02/2026 Present
  • 03/2023 → 10/2025
    Meriprise Financial Services, Llc
    Minneapolis, MN
  • 08/2021 → 04/2023
    Minnesota Timberwolves
    Minneapolis, MN
  • 08/2021 → 04/2022
    Lineleap
    Minneapolis, MN
  • 08/2022 → 04/2023
    Surly Brewing Company
    Minneapolis, MN
  • 05/2021 → 08/2021
    State Farm
    Hopkins, MN
  • 05/2017 → 07/2020
    Tally's Dockside
    White Bear Lake, MN
  • 10/2018 → 05/2019
    Ingredients Cafe
    White Bear Lake, MN
  • 07/2020 → 05/2021
    Unemployed
    Minneapolis, MN
  • 08/2014 → 05/2017
    Student
    White Bear Lake, MN
  • 03/2026 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 03/2026 → Present
    Cetera Investment Adviser Llc
    Schaumburg, IL
  • 10/2025 → 02/2026
    Vow'd Weddings
    Minneapolis, MN
  • 02/2026 → Present
    Chain Ritual Llc
    White Bear Lake, MN
Previous Registrations
Other Businesses

NAME OF OTHER BUSINESS: CHAIN RITUAL, LLC INVESTMENT RELATED: NO ADDRESS: 4079 OAKMEDE LANE, WHITE BEAR LAKE, MN 55110 NATURE OF BUSINESS: JEWELRY SALES START DATE: 2026 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: DESIGN AND SELL JEWELRY

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-02-16
  • S66 Uniform Combined State Law Examination
    2024-02-16
Other Names
  • Sydney Lynne Shah

View on SEC IAPD

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