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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2024-01-02 |
Branch Locations
1821 Se Washington Blvd, Bartlesville, OK 74006 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Bartlesville | OK | 03/2023 | Present |
| Hood And Associates, Cpas, Pc | Bartlesville | OK | 06/2006 | Present |
1) 03/02/2023 - HOOD & ASSOCIATES CPAS PC - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s). 2) 03/02/2023 - Hood Financial Group, Inc - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-12-28 |
| S63 | Uniform Securities Agent State Law Examination | 2023-11-18 |
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