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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-10-24 |
Branch Locations
550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States
1819 Main St Ste 230 [A8-Rbo], Sarasota, FL 34236 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Sarasota | FL | 06/2021 | Present |
| Compass Group -Morrison Healthcare | Jacksonville | FL | 08/2020 | 06/2021 |
| Avonti Arabians | Jacksonville | FL | 02/2020 | 08/2020 |
| Starbucks Coffee Company | Jacksonville | FL | 09/2003 | 02/2020 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-04-03 |
| S63 | Uniform Securities Agent State Law Examination | 2025-04-21 |
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