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Canfield, OH • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-02-12 |
| OH | RA | APPROVED | 2023-06-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Iron Gate Wealth Advisors Llc | Canfield | OH | 06/2019 | 04/2023 |
| The Ohio State University | Columbus | OH | 05/2016 | 05/2020 |
| Dye Family Office Llc | Canfield | OH | 04/2023 | Present |
| Carnation Financial Services | Minerva | OH | 06/2017 | 09/2024 |
| Fluent And Ricciardi Cpa & Consultants | Poland | OH | 06/2019 | 08/2019 |
| Ricart Ford | Columbus | OH | 12/2018 | 02/2019 |
| Hill Barth & King | Canfield | OH | 01/2024 | 04/2024 |
| Hill, Barth, And King | Canfield | OH | 09/2024 | Present |
1)Hill, Barth, and King, Full-time Accountant, since 9/2024. Located in Canfield, OH. He spends around 40 hours per week on this activity and 10 hours per week on Dye Family Office. In tax season Cody will be working 55 hours a week at HBK and 10 hours per week at DFO. Since DFO only has a limited number of clients, this is manageable for Cody Dye. Cody has a flexible schedule at HBK. HBK are approximately a 5 min drive from Dye Family Office location. HBK does not refer clients to DFO, and DFO does not refer clients to HBK. The two companies have no relationship. The companies are mutually independent. 2)Cody Dye is a licensed insurance agent. He can sell insurance products to his clients if required. This represents a conflict of interest as these services pay a commission, which conflicts with his fiduciary duties.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-01-07 |
| S65 | Uniform Investment Adviser Law Examination | 2022-09-03 |
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