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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-10-09
NC RA APPROVED 2023-10-02
  • TX RA
    APPROVED
    Since 2023-10-09
  • NC RA
    APPROVED
    Since 2023-10-02

Branch Locations

550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Charlotte NC 03/2023 Present
Easy Street Capital Austin TX 06/2022 03/2023
Davidson College Davidson NC 08/2018 06/2022
Corvid Technologies Mooresville NC 05/2021 08/2021
Unemployed Georgetown TX 01/2013 08/2018
  • 03/2023 → Present
    Charlotte, NC
  • 06/2022 → 03/2023
    Easy Street Capital
    Austin, TX
  • 08/2018 → 06/2022
    Davidson College
    Davidson, NC
  • 05/2021 → 08/2021
    Corvid Technologies
    Mooresville, NC
  • 01/2013 → 08/2018
    Unemployed
    Georgetown, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-30
  • S66 Uniform Combined State Law Examination
    2023-09-30

View on SEC IAPD

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