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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-04-29
  • NC RA
    APPROVED
    Since 2026-04-29

Branch Locations

Winston Salem, NC • United States

4350 Congress Street Suite 300, Charlotte, NC 28209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
T-Mobile Charlotte NC 04/2008 03/2023
New York Life Charlotte NC 04/2023 01/2026
Nylife Securities Llc. Charlotte NC 06/2023 01/2026
Mml Investors Services, Llc Winston Salem NC 01/2026 Present
Massmutual Life Insurance Company Winston Salem NC 01/2026 Present
  • 04/2008 → 03/2023
    T-Mobile
    Charlotte, NC
  • 04/2023 → 01/2026
    New York Life
    Charlotte, NC
  • 06/2023 → 01/2026
    Nylife Securities Llc.
    Charlotte, NC
  • 01/2026 → Present
    Winston Salem, NC
  • 01/2026 → Present
    Massmutual Life Insurance Company
    Winston Salem, NC
Other Businesses

NAME: SCOTT MCKEE INV REL: Y ADD: RESIDENTIAL NATURE: MOTORSPORTS POSITION: SPOTTER START DATE: 05/01/2018 NO. HR/MO: 6 NO. HR/MO DURING SEC TRADING: 0 DUTIES: COMMUNICATE WITH DRIVERS ON THE TRACK TO ENSURE SAFETY.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-04-22
S63 Uniform Securities Agent State Law Examination 2023-07-26
  • S66 Uniform Combined State Law Examination
    2026-04-22
  • S63 Uniform Securities Agent State Law Examination
    2023-07-26

View on SEC IAPD

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