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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-04-29 |
Branch Locations
Winston Salem, NC • United States
4350 Congress Street Suite 300, Charlotte, NC 28209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| T-Mobile | Charlotte | NC | 04/2008 | 03/2023 |
| New York Life | Charlotte | NC | 04/2023 | 01/2026 |
| Nylife Securities Llc. | Charlotte | NC | 06/2023 | 01/2026 |
| Mml Investors Services, Llc | Winston Salem | NC | 01/2026 | Present |
| Massmutual Life Insurance Company | Winston Salem | NC | 01/2026 | Present |
NAME: SCOTT MCKEE INV REL: Y ADD: RESIDENTIAL NATURE: MOTORSPORTS POSITION: SPOTTER START DATE: 05/01/2018 NO. HR/MO: 6 NO. HR/MO DURING SEC TRADING: 0 DUTIES: COMMUNICATE WITH DRIVERS ON THE TRACK TO ENSURE SAFETY.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-04-22 |
| S63 | Uniform Securities Agent State Law Examination | 2023-07-26 |
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