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Maxwell Joseph Westheimer

Rbc Capital Markets, LLC

Nashville, TN

Nashville, TN

Denver, CO

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2026-05-04
CO RA APPROVED 2026-03-31
TX RA APPROVED 2026-03-31
  • TN RA
    APPROVED
    Since 2026-05-04
  • CO RA
    APPROVED
    Since 2026-03-31
  • TX RA
    APPROVED
    Since 2026-03-31

Branch Locations

Nashville, TN • United States

818 18Th Ave South Suite 100, Nashville, TN 37203 • United States

1801 California Street Suite 3900, Denver, CO 80202-5822 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lido Advisors, Llc Denver CO 02/2023 03/2026
Agriwebb Denver CO 11/2020 01/2023
Fishpond Denver CO 09/2019 10/2020
A Bar A Ranch Encampment WY 05/2019 08/2019
Mountain Hideaway Lubbock TX 04/2017 04/2019
Texas Tech University Lubbock TX 08/2015 05/2019
Rbc Capital Markets, Llc Denver CO 03/2026 Present
City National Bank Denver CO 04/2026 Present
  • 02/2023 → 03/2026
    Lido Advisors, Llc
    Denver, CO
  • 11/2020 → 01/2023
    Agriwebb
    Denver, CO
  • 09/2019 → 10/2020
    Fishpond
    Denver, CO
  • 05/2019 → 08/2019
    A Bar A Ranch
    Encampment, WY
  • 04/2017 → 04/2019
    Mountain Hideaway
    Lubbock, TX
  • 08/2015 → 05/2019
    Texas Tech University
    Lubbock, TX
  • 03/2026 → Present
    Rbc Capital Markets, Llc
    Denver, CO
  • 04/2026 → Present
    City National Bank
    Denver, CO
Previous Registrations
  • 2023-05-09 → 2026-04-08
    Lido
    Broomfield, CO
    Los Angeles, CA
    Boulder, CO
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2026-02-12
S65 Uniform Investment Adviser Law Examination 2023-05-09
  • S63 Uniform Securities Agent State Law Examination
    2026-02-12
  • S65 Uniform Investment Adviser Law Examination
    2023-05-09

View on SEC IAPD

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