Best Investors
Account
Sign in
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2022-09-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | Philadelphia | PA | 07/1999 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 06/2008 | Present |
| Northwestern Mutual Life Ins. Co. | Milwaukee | WI | 02/1999 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. <2% OWNER, WORKMERK, 1001 CONSHOHOCKEN STATE ROAD, CONSHOHOCKEN, , PENNSYLVANIA, 19428, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 06/28/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NONE. INVESTMENT RELATED 3. OWNER, GJP COMPANY, LLC (WMC COMP AND EA EMPLOYMENT), LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 08/22/2024, HOURS PER MONTH: 41-79, HOURS DURING SECURITIES TRADING HOURS: 21-40, ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED 4. 100% OWNER, GJP HOLDINGS, LLC, LEGAL ENTITY, START DATE: 06/13/2023, HOURS PER MONTH: 41-79, HOURS DURING SECURITIES TRADING HOURS: 21-40, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, NON-INVESTMENT RELATED. 5. 1% OWNER, FP III LLC, INVESTMENT PROPERTY, START DATE: 9/25/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NONE. THIS IS SIMPLY AN LLC TO OWN A 1% INTEREST. THE ONLY ACTIVITY OF THE LLC IS TO OWN THE BUILDING OUR OFFICE IS LOCATED IN. THERE ARE NO OTHER RENTERS; INVESTMENT-RELATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-05-30 |
| S63 | Uniform Securities Agent State Law Examination | 2000-01-29 |
Reach out to this advisor