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Matthew James Darcy

Seneca Financial Advisors LLC

Rochester, NY

CRD 7710305

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Employer firm

Seneca Financial Advisors LLC CRD 152824

$847M regulatory AUM 21 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Seneca Financial Advisors Llc

100 South Clinton Avenue Suite 1640, Rochester, NY 14604 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-03-13
  • NY RA
    APPROVED
    Since 2023-03-13

Branch Locations

100 South Clinton Avenue Suite 1640, Rochester, NY 14604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Seneca Financial Advisors Llc Rochester NY 08/2021 12/2023
Seneca Financial Advisors Llc Rochester NY 09/2017 08/2021
Seneca Financial Advisors Llc Rochester NY 06/2017 09/2017
Key Bank National Association Brooklyn OH 03/2016 06/2017
Seneca Financial Advisors Llc Rochester NY 03/2023 Present
Seneca Financial Advisors Llc Rochester NY 01/2024 Present
Designations
  • Chartered Financial Analyst

View on SEC IAPD

Nearby Firms

MORGAN STANLEY
COMMONWEALTH FINANCIAL NETWORK
NOVEM GROUP

Nearby Investors

THERESA CLARE KENYON
JAMES HAROLD HARMAN
GEORGIANN VALLEE COLLINS

Nearby Offices

MORGAN STANLEY · Rochester, NY
COMMONWEALTH FINANCIAL NETWORK · ROCHESTER, NY
NOVEM GROUP · ROCHESTER, NY

More in Rochester, NY

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