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Rachel Sue Cappola

Edward Jones

Jeffersonville, IN

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-08-27
IN RA APPROVED 2026-07-06
  • TX RA
    APPROVED
    Since 2026-08-27
  • IN RA
    APPROVED
    Since 2026-07-06

Branch Locations

426 Meigs Ave, Jeffersonville, IN 47130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Faith Christian School Lafayette IN 01/2013 05/2017
Indiana University Southeast New Albany IN 08/2017 05/2021
Spring Run Farm Prospect KY 06/2016 12/2019
Kona Ice Of Midwest Indiana Florence KY 06/2017 08/2017
Riverbend/Securities America Inc/Osaic Jeffersonville IN 02/2023 09/2025
Waystar Louisville KY 06/2021 02/2023
Morgan Stanley Louisville KY 09/2025 06/2026
Edward Jones St. Louis MO 07/2026 Present
Jl Hufford Coffee & Tea Company Lafayette IN 12/2017 01/2019
Red Robin Clarksville IN 07/2020 12/2020
Institute For Justice Arlington VA 05/2020 01/2021
  • 01/2013 → 05/2017
    Faith Christian School
    Lafayette, IN
  • 08/2017 → 05/2021
    Indiana University Southeast
    New Albany, IN
  • 06/2016 → 12/2019
    Spring Run Farm
    Prospect, KY
  • 06/2017 → 08/2017
    Kona Ice Of Midwest Indiana
    Florence, KY
  • 02/2023 → 09/2025
    Riverbend/Securities America Inc/Osaic
    Jeffersonville, IN
  • 06/2021 → 02/2023
    Waystar
    Louisville, KY
  • 09/2025 → 06/2026
    Morgan Stanley
    Louisville, KY
  • 07/2026 → Present
    Edward Jones
    St. Louis, MO
  • 12/2017 → 01/2019
    Jl Hufford Coffee & Tea Company
    Lafayette, IN
  • 07/2020 → 12/2020
    Red Robin
    Clarksville, IN
  • 05/2020 → 01/2021
    Institute For Justice
    Arlington, VA
Previous Registrations
  • 2025-09-23 → 2026-06-25
    Morgan Stanley
    Louisville, KY
  • 2024-06-14 → 2025-09-09
    Osaic Wealth, Inc.
    Jeffersonville, IN
  • 2024-01-10 → 2024-06-14
    Securities America Advisors, Inc.
    Jeffersonville, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-18
  • S66 Uniform Combined State Law Examination
    2023-12-18
Other Names
  • Cappola S Rachel
  • Rachel Sue Rozenboom
  • Rachel S Cappola
  • Rachel Sue Cappola

View on SEC IAPD

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Other Offices

PRIVATE CLIENT SERVICES, LLC · JEFFERSONVILLE, IN
WESBANCO SECURITIES, INC. · Jeffersonville, IN
EDWARD JONES · JEFFERSONVILLE, IN
EDWARD JONES · JEFFERSONVILLE, IN
OSAIC WEALTH, INC. · JEFFERSONVILLE, IN
OXINAS PARTNERS WEALTH MANAGEMENT · JEFFERSONVILLE, IN
OSAIC WEALTH, INC. · JEFFERSONVILLE, IN
WHISKEY CAPITAL FINANCE CO., LLC · JEFFERSONVILLE, IN

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