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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2017-06-20 |
Branch Locations
9475 Holly Road Suite 203, Grand Blanc, MI 48439 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fahnestock & Co. Inc. | Grand Blanc | MI | 08/2000 | Present |
1.CO-TRUSTEE OF MICHAEL R & SUSAN J. SOBOL IRREVOCABLE TRUST. SPEND LESS THAN 1 HOUR PER YEAR. 2.TREASURER OF THE CAMBRIDGE PARK HOA. I HAVE NO ACCESS TO THE FUNDS, NOR DO I HAVE ACCESS TO DIRECT FUNDS. ROLE AS TRUSTEE IS PURELY TO MONITOR OUR EXPENDITURES AND ADVISE ON AVAILIBILITY OF FUNDS AND/OR INABILITY OF PROPOSED ACTIONS BY THE BOARD.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-06-20 |
| S63 | Uniform Securities Agent State Law Examination | 2000-01-06 |
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