Scott Allen Sobol

Employer firm

Oppenheimer & Co. Inc. CRD 249

$36.7B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2000 → Present
  Fahnestock & Co. Inc.
  Grand Blanc, MI

Other Businesses

1.CO-TRUSTEE OF MICHAEL R & SUSAN J. SOBOL IRREVOCABLE TRUST. SPEND LESS THAN 1 HOUR PER YEAR. 2.TREASURER OF THE CAMBRIDGE PARK HOA. I HAVE NO ACCESS TO THE FUNDS, NOR DO I HAVE ACCESS TO DIRECT FUNDS. ROLE AS TRUSTEE IS PURELY TO MONITOR OUR EXPENDITURES AND ADVISE ON AVAILIBILITY OF FUNDS AND/OR INABILITY OF PROPOSED ACTIONS BY THE BOARD.

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-06-20
• S63 Uniform Securities Agent State Law Examination
  2000-01-06

Other Names

• Scott Allen Sobol