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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2025-03-31
TX RA APPROVED 2025-03-31
  • KY RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31

Branch Locations

Fort Wright, KY • United States

100 Magellan Way, Covington, KY 41015-1987 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Covington KY 05/2020 Present
Heidelberg Dist. Of Ky Hebron KS 09/2013 05/2020
Dhl Hebron KY 03/2017 08/2018
Fidelity Investments Boston MA 03/2025 Present
  • 05/2020 → Present
    Fidelity Brokerage Services Llc
    Covington, KY
  • 09/2013 → 05/2020
    Heidelberg Dist. Of Ky
    Hebron, KS
  • 03/2017 → 08/2018
    Dhl
    Hebron, KY
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2020-09-10 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Covington, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-08-25
S63 Uniform Securities Agent State Law Examination 1999-11-05
  • S66 Uniform Combined State Law Examination
    2020-08-25
  • S63 Uniform Securities Agent State Law Examination
    1999-11-05

View on SEC IAPD

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