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Andrew Joseph Phelan

Moors & Cabot, Inc.

Boston, MA

Naples, FL

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Current Employers
Moors & Cabot, Inc.

One Federal Street 19Th Floor, Boston, MA 02110 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-12-16
  • TX RA
    APPROVED
    Since 2025-12-16

Branch Locations

One Federal Street 19Th Floor, Boston, MA 02110 • UNITED STATES

999 Vanderbilt Beach Road Suite 102, Naples, FL 34108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Republic Investment Management, Inc. San Francisco CA 04/2021 04/2023
First Republic Securities Company, Llc San Francisco CA 03/2023 04/2023
Santa Clara University Santa Clara CA 09/2017 06/2021
Hingham High School Hingham MA 09/2013 07/2017
Morgan Stanley San Francisco CA 04/2023 03/2025
Unemployed Hingham MA 04/2025 12/2025
Moors & Cabot Inc Boston MA 12/2025 Present
  • 04/2021 → 04/2023
    First Republic Investment Management, Inc.
    San Francisco, CA
  • 03/2023 → 04/2023
    First Republic Securities Company, Llc
    San Francisco, CA
  • 09/2017 → 06/2021
    Santa Clara University
    Santa Clara, CA
  • 09/2013 → 07/2017
    Hingham High School
    Hingham, MA
  • 04/2023 → 03/2025
    Morgan Stanley
    San Francisco, CA
  • 04/2025 → 12/2025
    Unemployed
    Hingham, MA
  • 12/2025 → Present
    Moors & Cabot Inc
    Boston, MA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-25
  • S66 Uniform Combined State Law Examination
    2024-11-25

View on SEC IAPD

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Other Offices

COHERE CAPITAL · BOSTON, MA
BAYPINE HOLDINGS LP · BOSTON, MA
GUIDEPOST GROWTH EQUITY MANAGEMENT COMPANY, L.P. · BOSTON, MA
LONGWOOD MANAGEMENT LLC · BOSTON, MA
ADVENT INTERNATIONAL, L.P. · BOSTON, MA
NEW HERITAGE CAPITAL, LLC · BOSTON, MA
WUXI HEALTHCARE VENTURES MANAGEMENT US LLC · BOSTON, MA
NEWPATH MANAGEMENT, L.P. · BOSTON, MA

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