Michael J Pergola

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-08-15
AZ	RA	APPROVED	2023-08-10

TX RA
APPROVED

Since 2023-08-15
AZ RA
APPROVED

Since 2023-08-10

Branch Locations

2398 E Camelback Rd, Phoenix, AZ 85016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Phoneix	AZ	04/2023	Present
Mr Cooper	Chandler	AZ	01/2022	12/2022
Spring Venture Group	Kansas City	MO	05/2021	01/2022
Level 10	Schaumburg	IL	12/2019	08/2020
Wheels	Des Plaines	IL	04/2017	10/2019
Unemployed	Cary	IL	04/2013	04/2017
Unemployed	Crystal Lake	IL	08/2020	05/2021
Unemployed	Chandler	AZ	12/2022	04/2023

04/2023 → Present

Morgan Stanley

Phoneix, AZ
01/2022 → 12/2022

Mr Cooper

Chandler, AZ
05/2021 → 01/2022

Spring Venture Group

Kansas City, MO
12/2019 → 08/2020

Level 10

Schaumburg, IL
04/2017 → 10/2019

Wheels

Des Plaines, IL
04/2013 → 04/2017

Unemployed

Cary, IL
08/2020 → 05/2021

Unemployed

Crystal Lake, IL
12/2022 → 04/2023

Unemployed

Chandler, AZ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-08-04

S66 Uniform Combined State Law Examination

2023-08-04

View on SEC IAPD

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