Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-12-27 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Dallas | TX | 06/2009 | 11/2016 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 11/2016 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Dallas | TX | 11/2016 | Present |
| Bank Of America, N.A. | Dallas | TX | 01/2017 | Present |
I*408031 Entity Type: Entity Charitable Name of OBA: Financial Executives International Address: Morristown, New Jersey Investment Related: No Position, Title, Association: Committee Employee Start Date: 09/28/1998 Number of Hours: 3, Weekly Number of Hours during trading: 0, Weekly Duties: Career Management Chair I*2533282, Entity Type: , Name of OBA: POA - SW, Address: Dallas, Texas, 75240, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 03/26/2025, No Hours: 0 Monthly, No Hours during Trading: 0 Monthly, Duties:I*2729267, Entity Type: , Name of OBA: MLPF& S CUST FPO S W IRA FBO S W, Address: Dallas, Texas, 75225-2820, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 08/13/2025, No Hours: 1 Weekly, No Hours during Trading: 0 Weekly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-03-16 |
Reach out to this advisor