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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2023-10-11
  • NH RA
    APPROVED
    Since 2023-10-11

Branch Locations

South Boston, MA • United States

1 Marina Park Drive Ste 1600, Boston, MA 02210-1832 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Boston MA 04/2023 Present
Massmutual Life Insurance Company Boston MA 05/2022 Present
Reily Recreation Center New Orleans LA 09/2019 12/2022
Second Harvest Food Bank New Orleans LA 06/2021 08/2021
Winchester Public Schools Winchester MA 01/2013 06/2019
  • 04/2023 → Present
    Boston, MA
  • 05/2022 → Present
    Massmutual Life Insurance Company
    Boston, MA
  • 09/2019 → 12/2022
    Reily Recreation Center
    New Orleans, LA
  • 06/2021 → 08/2021
    Second Harvest Food Bank
    New Orleans, LA
  • 01/2013 → 06/2019
    Winchester Public Schools
    Winchester, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-30
  • S66 Uniform Combined State Law Examination
    2023-09-30

View on SEC IAPD

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