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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-09-18
FL RA APPROVED 2023-08-01
  • TX RA
    APPROVED
    Since 2023-09-18
  • FL RA
    APPROVED
    Since 2023-08-01

Branch Locations

360 W 41St St, Miami Beach, FL 33140 • United States

7474 Collins Ave, Miami Beach, FL 33141 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bay Harbor Islands FL 11/2021 Present
Bank Of America, N.A. Bay Harbor Islands FL 11/2021 Present
Wells Fargo Miami Beach FL 07/2018 11/2021
Bank United Miami Lakes FL 06/2018 08/2018
Tony Romas Sunny Isles Beach FL 06/2016 11/2018
Duffy's Sports Grill North Miami Beach FL 10/2015 10/2018
Miami-Dade Community College Wolfson Campus Miami FL 06/2017 12/2019
  • 11/2021 → Present
    Bay Harbor Islands, FL
  • 11/2021 → Present
    Bank Of America, N.A.
    Bay Harbor Islands, FL
  • 07/2018 → 11/2021
    Wells Fargo
    Miami Beach, FL
  • 06/2018 → 08/2018
    Bank United
    Miami Lakes, FL
  • 06/2016 → 11/2018
    Tony Romas
    Sunny Isles Beach, FL
  • 10/2015 → 10/2018
    Duffy's Sports Grill
    North Miami Beach, FL
  • 06/2017 → 12/2019
    Miami-Dade Community College Wolfson Campus
    Miami, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-27
  • S66 Uniform Combined State Law Examination
    2023-07-27

View on SEC IAPD

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