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Christopher Michael Rosa

Ameriprise Financial Services, LLC

Sparks, NV

Reno, NV

CRD 7707946

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2025-05-16
  • NV RA
    APPROVED
    Since 2025-05-16

Branch Locations

Sparks, NV • United States

1225 Financial Blvd, Reno, NV 89502-7103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Reno NV 02/2023 Present
Walmart Reno NV 08/2021 02/2023
University Of Nevada Reno Reno NV 08/2020 05/2024
Damonte Ranch High School Reno NV 01/2016 08/2020
  • 02/2023 → Present
    Ameriprise Financial Services, Llc
    Reno, NV
  • 08/2021 → 02/2023
    Walmart
    Reno, NV
  • 08/2020 → 05/2024
    University Of Nevada Reno
    Reno, NV
  • 01/2016 → 08/2020
    Damonte Ranch High School
    Reno, NV
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-05-15
  • S66 Uniform Combined State Law Examination
    2025-05-15
Other Names
  • Chris Michael Rosa
  • Christopher M Rosa

View on SEC IAPD

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