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Carlos Roberto Alvarez Herrera

Fisher Investments

Plano, TX

Heredia

CRD 7707800

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Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

Current Employers
Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-04-25
  • CA RA
    APPROVED
    Since 2023-04-25

Branch Locations

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Zona Franca America, Edifício E21, Sexto Piso San Francisco, Heredia 40103 • Costa Rica

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fisher Investments San Mateo CA 02/2023 Present
White Media San Jose 04/2019 01/2023
Hp - Wipro Limited Heredia 02/2018 03/2019
Silab S.A. San Jose 01/2011 01/2018
  • 02/2023 → Present
    Fisher Investments
    San Mateo, CA
  • 04/2019 → 01/2023
    White Media
    San Jose
  • 02/2018 → 03/2019
    Hp - Wipro Limited
    Heredia
  • 01/2011 → 01/2018
    Silab S.A.
    San Jose
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-04-25
  • S65 Uniform Investment Adviser Law Examination
    2023-04-25

View on SEC IAPD

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