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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-06
AZ RA APPROVED 2024-09-09
  • TX RA
    APPROVED
    Since 2026-07-06
  • AZ RA
    APPROVED
    Since 2024-09-09

Branch Locations

3108 E Houston Dr., San Tan Valley, AZ 85143 • United States

11201 N Tatum Blvd #300, Phoenix, AZ 85028 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research Inc. Fairfield IA 01/2023 Present
Cambridge Investment Research Inc Fairfield IA 03/2023 Present
Larson Engineering Scottsdale AZ 05/2022 Present
Refrac Systems Chandler AZ 01/2021 05/2022
Arizona State University - University Academic Success Programs Tempe AZ 01/2020 01/2021
Arizona State University - University Academic Success Programs Tempe AZ 08/2017 01/2020
Arizona State University Tempe AZ 08/2016 12/2020
Arizona State University Tempe AZ 08/2019 01/2020
Advantage Tutoring Scottsdale AZ 04/2021 01/2022
Cambridge Investment Research Advisors, Inc. Fairfield IA 09/2024 Present
  • 01/2023 → Present
    Cambridge Investment Research Inc.
    Fairfield, IA
  • 03/2023 → Present
    Cambridge Investment Research Inc
    Fairfield, IA
  • 05/2022 → Present
    Larson Engineering
    Scottsdale, AZ
  • 01/2021 → 05/2022
    Refrac Systems
    Chandler, AZ
  • 01/2020 → 01/2021
    Arizona State University - University Academic Success Programs
    Tempe, AZ
  • 08/2017 → 01/2020
    Arizona State University - University Academic Success Programs
    Tempe, AZ
  • 08/2016 → 12/2020
    Arizona State University
    Tempe, AZ
  • 08/2019 → 01/2020
    Arizona State University
    Tempe, AZ
  • 04/2021 → 01/2022
    Advantage Tutoring
    Scottsdale, AZ
  • 09/2024 → Present
    Fairfield, IA
Other Businesses

1) LC FINANCIAL LLC, 11201N TATUM BLVD #301 PHOENIX AZ, 02/2024, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE AGENCIES, INV REL, 160 HR/MO 80 HR/MO TRADING 2) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 09/2024, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO 40 HR/MO TRADING 3) APOGEE TUTORING SERVICES, San Tan Valley AZ 85143, United States, 09/2025, Owner, I plan to help a neighbor by providing tutoring services to their child in exchange for cash., NIR, 3 HR/MO - 0 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-02-02
  • S66 Uniform Combined State Law Examination
    2024-02-02
Designations
  • Certified Financial Planner
Other Names
  • Nathan Martin

View on SEC IAPD

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