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Cambridge Investment Research Advisors, Inc. CRD 134139
$139B regulatory AUM 68,815 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-06 |
| AZ | RA | APPROVED | 2024-09-09 |
Branch Locations
3108 E Houston Dr., San Tan Valley, AZ 85143 • United States
11201 N Tatum Blvd #300, Phoenix, AZ 85028 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research Inc. | Fairfield | IA | 01/2023 | Present |
| Cambridge Investment Research Inc | Fairfield | IA | 03/2023 | Present |
| Larson Engineering | Scottsdale | AZ | 05/2022 | Present |
| Refrac Systems | Chandler | AZ | 01/2021 | 05/2022 |
| Arizona State University - University Academic Success Programs | Tempe | AZ | 01/2020 | 01/2021 |
| Arizona State University - University Academic Success Programs | Tempe | AZ | 08/2017 | 01/2020 |
| Arizona State University | Tempe | AZ | 08/2016 | 12/2020 |
| Arizona State University | Tempe | AZ | 08/2019 | 01/2020 |
| Advantage Tutoring | Scottsdale | AZ | 04/2021 | 01/2022 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 09/2024 | Present |
1) LC FINANCIAL LLC, 11201N TATUM BLVD #301 PHOENIX AZ, 02/2024, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE AGENCIES, INV REL, 160 HR/MO 80 HR/MO TRADING 2) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 09/2024, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO 40 HR/MO TRADING 3) APOGEE TUTORING SERVICES, San Tan Valley AZ 85143, United States, 09/2025, Owner, I plan to help a neighbor by providing tutoring services to their child in exchange for cash., NIR, 3 HR/MO - 0 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-02-02 |
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