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Jose Armando Frausto Gutierrez

Thrivent Investment Management Inc.

Irvine, CA

La Mirada, CA

CRD 7707300

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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-06-04
CA RA APPROVED 2023-08-07
  • TX RA
    APPROVED_RES
    Since 2026-06-04
  • CA RA
    APPROVED
    Since 2023-08-07

Branch Locations

49 Discovery, Irvine, CA 92618 • United States

La Mirada, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Eagle Community Credit Union Anaheim CA 02/2021 05/2023
Cal State Fullerton Fullerton CA 05/2019 05/2022
Fedex Express Irvine CA 02/2017 06/2018
In N Out Burger La Mirada CA 10/2016 01/2019
Fullerton College Fullerton CA 05/2016 05/2019
Thrivent Investment Management Inc Irvine CA 04/2023 Present
Thrivent Financial Appleton WI 05/2023 12/2023
Thrivent Financial Appleton WI 12/2023 Present
  • 02/2021 → 05/2023
    Eagle Community Credit Union
    Anaheim, CA
  • 05/2019 → 05/2022
    Cal State Fullerton
    Fullerton, CA
  • 02/2017 → 06/2018
    Fedex Express
    Irvine, CA
  • 10/2016 → 01/2019
    In N Out Burger
    La Mirada, CA
  • 05/2016 → 05/2019
    Fullerton College
    Fullerton, CA
  • 04/2023 → Present
    Irvine, CA
  • 05/2023 → 12/2023
    Thrivent Financial
    Appleton, WI
  • 12/2023 → Present
    Thrivent Financial
    Appleton, WI
Other Businesses

JF DECK & STAIR WATERPROOFING POSITION: Owner NATURE: Business specializes in protecting decks, stairs, and other outdoor structures from water damage, wear, and weathering. This includes applying waterproof coating systems, sealants, and membranes to prevent moisture infiltration, which can cause rot, mold, and structural deterioration. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2025 ADDRESS: 14962 San Feliciano Dr, La Mirada CA 90638, United States DESCRIPTION: I will be responsible for managing the bookkeeping and handling the administrative tasks of the business.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-05
S63 Uniform Securities Agent State Law Examination 2023-07-21
  • S66 Uniform Combined State Law Examination
    2023-08-05
  • S63 Uniform Securities Agent State Law Examination
    2023-07-21
Other Names
  • Jose Armando Fraustogutierrez

View on SEC IAPD

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