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Lloyd Joseph Hecard

Pfs Investments Inc.

Houston, TX

Kingwood, TX

CRD 3190585

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Employer firm

Pfs Investments Inc. CRD 10111

$15.5B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-12-23
  • TX RA
    APPROVED
    Since 2014-12-23

Branch Locations

140 Cypress Station Dr Suite 115-6, Houston, TX 77090 • United States

Kingwood, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Primerica Financial Services Houston TX 07/1998 Present
Pfs Investments Inc. Houston TX 12/1998 Present
  • 07/1998 → Present
    Primerica Financial Services
    Houston, TX
  • 12/1998 → Present
    Houston, TX
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. 01/2019 - Present: Roux Design Group, LLC. DMAC's OBA, LLC, not investment related, 24821 Canal Road, Orange Beach, Alabama 36561, Owner, 04/2023, (0 hours committed per month, (0 hours during securities trading hours. Hecard Ventures, LLC, not investment related, Kingwood, TX 77339, Owner, 04/2023 to Present, nature of business: the LLC was formed for as part of the representatives Co-ownership of a restaurant business (DMAC's), 0 hours per month (0 hours during securities trading hours).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-09-12
S63 Uniform Securities Agent State Law Examination 2006-05-14
  • S65 Uniform Investment Adviser Law Examination
    2014-09-12
  • S63 Uniform Securities Agent State Law Examination
    2006-05-14

View on SEC IAPD

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