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Pfs Investments Inc. CRD 10111
$15.5B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1 Primerica Parkway, Duluth, GA 30099-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2014-12-23 |
Branch Locations
140 Cypress Station Dr Suite 115-6, Houston, TX 77090 • United States
Kingwood, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Primerica Financial Services | Houston | TX | 07/1998 | Present |
| Pfs Investments Inc. | Houston | TX | 12/1998 | Present |
Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. 01/2019 - Present: Roux Design Group, LLC. DMAC's OBA, LLC, not investment related, 24821 Canal Road, Orange Beach, Alabama 36561, Owner, 04/2023, (0 hours committed per month, (0 hours during securities trading hours. Hecard Ventures, LLC, not investment related, Kingwood, TX 77339, Owner, 04/2023 to Present, nature of business: the LLC was formed for as part of the representatives Co-ownership of a restaurant business (DMAC's), 0 hours per month (0 hours during securities trading hours).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-09-12 |
| S63 | Uniform Securities Agent State Law Examination | 2006-05-14 |
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