James Thomas Begley

Current Employers

Zacks Investment Management, Inc.

101 N. Wacker Drive Suite 1500, Chicago, IL 60606 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2023-03-23

IL RA
APPROVED

Since 2023-03-23

Branch Locations

101 N. Wacker Drive Suite 1500, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Zacks Investment Management	Chicago	IL	04/2022	Present
Riverside Healthcare	Bourbonnais	IL	05/2018	08/2021
Lauterbach & Amen, Llp	Naperville	IL	05/2021	10/2021
Joliet Junior College	Joliet	IL	05/2018	12/2019
Lewis University	Romeoville	IL	01/2020	12/2021
Exclusive Realtors	Peotone	IL	08/2020	Present
Real People Realty	Mokena	IL	12/2019	07/2020
Peotone High School	Peotone	IL	08/2013	05/2018

04/2022 → Present

Zacks Investment Management

Chicago, IL
05/2018 → 08/2021

Riverside Healthcare

Bourbonnais, IL
05/2021 → 10/2021

Lauterbach & Amen, Llp

Naperville, IL
05/2018 → 12/2019

Joliet Junior College

Joliet, IL
01/2020 → 12/2021

Lewis University

Romeoville, IL
08/2020 → Present

Exclusive Realtors

Peotone, IL
12/2019 → 07/2020

Real People Realty

Mokena, IL
08/2013 → 05/2018

Peotone High School

Peotone, IL

Other Businesses

Exclusive Realtors Non-Investment Related 207 N. 2nd Street Peotone Il 60468 Real Estate Broker Realtor Manager Started 08/2020 30/month 0hours/trading Real estate Sales

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-01-13

S65 Uniform Investment Adviser Law Examination

2023-01-13

View on SEC IAPD

Current Employers

Zacks Investment Management, Inc.

Disclosures

Employment History

Other Businesses

Exams

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