James Thomas Begley

Employer firm

Zacks Investment Management, Inc. CRD 110897

$14.6B regulatory AUM 25 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• CREATES AND MANAGES QUANTITATIVE INVESTMENT MODELS THAT ARE LICENSED TO SPONSORS OF UITS AND ETFS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2022 → Present
  Zacks Investment Management
  Chicago, IL
• 05/2018 → 08/2021
  Riverside Healthcare
  Bourbonnais, IL
• 05/2021 → 10/2021
  Lauterbach & Amen, Llp
  Naperville, IL
• 05/2018 → 12/2019
  Joliet Junior College
  Joliet, IL
• 01/2020 → 12/2021
  Lewis University
  Romeoville, IL
• 08/2020 → Present
  Exclusive Realtors
  Peotone, IL
• 12/2019 → 07/2020
  Real People Realty
  Mokena, IL
• 08/2013 → 05/2018
  Peotone High School
  Peotone, IL

Other Businesses

Exclusive Realtors Non-Investment Related 207 N. 2nd Street Peotone Il 60468 Real Estate Broker Realtor Manager Started 08/2020 30/month 0hours/trading Real estate Sales

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-01-13