Best Investors Account Sign in

Charleston Graham Daly

Wells Fargo Clearing Services, LLC

Wilmington, NC

Wilmington, NC

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-01-07
  • NC RA
    APPROVED
    Since 2026-01-07

Branch Locations

5501 Carolina Beach Rd, Wilmington, NC 28412 • United States

6752 Parker Farm Dr Ste 300, Wilmington, NC 28405 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Brokerage Services Fort Worth TX 04/2023 09/2023
Capital Vacations Raleigh NC 10/2022 03/2023
Window World Waco TX 02/2020 08/2020
Daly Homes Goldsboro NC 08/2019 02/2020
Army National Guard Goldsboro NC 01/2017 01/2023
Toyota Of Goldsboro Goldsboro NC 08/2018 03/2019
Public School Goldsboro NC 01/2013 12/2016
First Command Brokerage Services Fort Worth TX 09/2023 01/2026
First Command Advisory Services Fort Worth TX 09/2023 01/2026
First Command Insurance Services Fort Worth TX 09/2023 01/2026
Wells Fargo Clearing Services, Llc Wilmington NC 01/2026 Present
  • 04/2023 → 09/2023
    First Command Brokerage Services
    Fort Worth, TX
  • 10/2022 → 03/2023
    Capital Vacations
    Raleigh, NC
  • 02/2020 → 08/2020
    Window World
    Waco, TX
  • 08/2019 → 02/2020
    Daly Homes
    Goldsboro, NC
  • 01/2017 → 01/2023
    Army National Guard
    Goldsboro, NC
  • 08/2018 → 03/2019
    Toyota Of Goldsboro
    Goldsboro, NC
  • 01/2013 → 12/2016
    Public School
    Goldsboro, NC
  • 09/2023 → 01/2026
    First Command Brokerage Services
    Fort Worth, TX
  • 09/2023 → 01/2026
    First Command Advisory Services
    Fort Worth, TX
  • 09/2023 → 01/2026
    First Command Insurance Services
    Fort Worth, TX
  • 01/2026 → Present
    Wells Fargo Clearing Services, Llc
    Wilmington, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-31
  • S66 Uniform Combined State Law Examination
    2023-08-31
Other Names
  • Chaz Daly

View on SEC IAPD

Other Firms

RAYMOND JAMES & ASSOCIATES, INC.
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
OSAIC INSTITUTIONS, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
OSAIC WEALTH, INC.
MORGAN STANLEY
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Other Investors

MATTHEW STEPHEN BENNETT
Gary R Bechtold
EDWARD MONTGOMERY KNOX
TIMOTHY CALHOUN GRAY
EMILY ROGERS HARVEY
CHARLES WARREN MINTZ
Savannah Castor King
JOHN DAVID THOMAS

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · Wilmington, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WILMINGTON, NC
OSAIC INSTITUTIONS, INC. · Wilmington, NC
STATE FARM INVESTMENT MANAGEMENT CORP. · Wilmington, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC

More in Wilmington, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor