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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-11-20
  • TX RA
    APPROVED
    Since 2023-11-20

Branch Locations

5910 N Central Expy, Dallas, TX 75206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services Plano TX 03/2023 08/2023
Sagility, Llc Plano TX 01/2019 10/2023
Blue Star Innovation Partners Frisco TX 08/2016 12/2018
Southern Methodist University Dallas TX 08/2016 05/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Dallas TX 10/2023 Present
Bank Of America, N.A. Dallas TX 11/2023 Present
  • 03/2023 → 08/2023
    Ameriprise Financial Services
    Plano, TX
  • 01/2019 → 10/2023
    Sagility, Llc
    Plano, TX
  • 08/2016 → 12/2018
    Blue Star Innovation Partners
    Frisco, TX
  • 08/2016 → 05/2018
    Southern Methodist University
    Dallas, TX
  • 10/2023 → Present
    Dallas, TX
  • 11/2023 → Present
    Bank Of America, N.A.
    Dallas, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-02
  • S66 Uniform Combined State Law Examination
    2023-08-02
Other Names
  • Jonathan Mccain

View on SEC IAPD

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