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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-07-29 |
Branch Locations
11325 North Community House Road Suite 600, Charlotte, NC 28277 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Weehawken | NY | 04/2023 | Present |
| Primeline Capital | Charlotte | NC | 04/2022 | 03/2023 |
| Bayview Asset Management | Charlotte | NC | 07/2020 | 03/2022 |
| On24 | Charlotte | NC | 05/2020 | 07/2020 |
| Monster Smart Solutions | Charlotte | NC | 04/2019 | 08/2019 |
| Charlotte Mecklenburg Library | Charlotte | NC | 11/2017 | 03/2019 |
| Teen Cancer America | Raleigh | NC | 05/2017 | 01/2018 |
| University Of North Carolina At Charlotte | Charlotte | NC | 03/2016 | 11/2016 |
| University Of North Carolina At Charlotte | Charlotte | NC | 08/2015 | 05/2020 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-07-29 |
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