Connor Baker

Employer firm

Asset Allocation Strategies, LLC CRD 152339

$1.02B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2020 → 09/2022
  United Wholesale Mortgage
  Pontiac, MI
• 09/2016 → 09/2020
  Michigan State University
  East Lansing, MI
• 09/2012 → 09/2016
  De La Salle Collegiate
  Warren, MI
• 09/2022 → 03/2023
  Unemployed
  Pontiac, MI
• 03/2023 → 12/2024
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 06/2023 → 12/2024
  Northwestern Mutual Investment Services Llc
  Grand Rapids, MI
• 10/2023 → 12/2024
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 12/2024 → Present
  Glp Investment Services, Llc
  Farmington, MI
• 12/2024 → Present
  Asset Allocation Strategies, Llc
  Farmington, MI
• 12/2024 → Present
  Glp & Associates
  Farmington, MI

Previous Registrations

• 2023-09-18 → 2024-12-05
  Northwestern Mutual Investment Services, Llc
  Grand Rapids, MI

Other Businesses

(1) GLP & ASSOCIATES | INVESTMENT RELATED | FARMINGTON, MI | NATURE: LIFE INSURANCE/ANNUITY SALES | POSITION: INSURANCE AGENT | START DATE: Dec.2024| APX 90 HRS/MO., 80 HRS DURING TRADING HOURS | DUTIES: LIFE INSURANCE AND FIXED/INDEX ANNUITY SALES AND SERVICING INSURANCE CLIENTS. (2) ASSET ALLOCATION STRATEGIES, LLC | INVESTMENT RELATED | FARMINGTON, MI | NATURE: INVESTMENT ADVISOR | POSITION: IAR | START DATE: Dec.2024| APX 90 HRS/MO., 80 HRS DURING TRADING HOURS | DUTIES: SOLICIT, SERVICE, ACTIVELY MANAGE ADVISORY ACCOUNTS/CLIENTS. (3) GROUP MEDICAL, LIFE, and DISABILITY INSURANCE SALES | INVESTMENT RELATED | GRAND RAPIDS, MI | NATURE: GROUP INSURANCE SALES | POSITION: AGENT| START DATE: JAN.2026 | APX. HOURS/MO: 120 (6 DURING TRADING HOURS)

Exams

• S66 Uniform Combined State Law Examination
  2023-09-13

Other Names

• Connor Gentry Baker