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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-04-01
SC RA APPROVED 2025-04-01
  • NC RA
    APPROVED
    Since 2025-04-01
  • SC RA
    APPROVED
    Since 2025-04-01

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Fort Mill SC 02/2023 Present
Adhesion Wealth Advisor Solutions Charlotte NC 10/2021 02/2023
Sherman & Company Charlotte NC 05/2019 07/2019
Student/Unemployed Charlotte NC 08/2019 10/2021
Student/Unemployed Charlotte NC 04/1999 05/2019
  • 02/2023 → Present
    Fort Mill, SC
  • 10/2021 → 02/2023
    Adhesion Wealth Advisor Solutions
    Charlotte, NC
  • 05/2019 → 07/2019
    Sherman & Company
    Charlotte, NC
  • 08/2019 → 10/2021
    Student/Unemployed
    Charlotte, NC
  • 04/1999 → 05/2019
    Student/Unemployed
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-31
  • S66 Uniform Combined State Law Examination
    2025-03-31

View on SEC IAPD

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