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John Robert Sergent

LPl Financial LLC

Knoxville, TN

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-08-21
  • TN RA
    APPROVED
    Since 2025-08-21

Branch Locations

800 S Gay St, Knoxville, TN 37929 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Horizon Knoxville TN 09/2009 Present
Lpl Financial Llc Knoxville TN 08/2025 Present
  • 09/2009 → Present
    First Horizon
    Knoxville, TN
  • 08/2025 → Present
    Knoxville, TN
Previous Registrations
  • 2024-03-04 → 2025-08-21
    First Horizon Advisors, Inc.
    Knoxville, TN
Other Businesses

1- 08/21/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name First Horizon Advisors - Investment Related - At reported Business Location(s) - Start Date 07/23/2025 - 160 hours per month/ during trading 2- 08/21/2025 - First Horizon Advisors, Inc.- Financial Institution Duty - Licensed Branch Employee - Investment Related - At Reported Business Location(s) - Start Date 04/28/2023 - 160 hours per month/ during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-01
  • S66 Uniform Combined State Law Examination
    2024-03-01

View on SEC IAPD

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