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Connor T Smith

Morgan Stanley

Walnut Creek, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-11-22
CA RA APPROVED 2023-11-18
  • TX RA
    APPROVED
    Since 2023-11-22
  • CA RA
    APPROVED
    Since 2023-11-18

Branch Locations

1333 North California Boulevard Suite 133, Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Walnut Creek CA 05/2023 Present
Richard Atkinson Dba Penwest Insurance Services Danville CA 05/2020 05/2023
Ace Hardware Danville CA 06/2017 05/2020
Unemployed (Age 0 To 16) Danville CA 06/2012 06/2017
Morgan Stanley Private Bank, N.A New York NY 11/2023 Present
  • 05/2023 → Present
    Morgan Stanley
    Walnut Creek, CA
  • 05/2020 → 05/2023
    Richard Atkinson Dba Penwest Insurance Services
    Danville, CA
  • 06/2017 → 05/2020
    Ace Hardware
    Danville, CA
  • 06/2012 → 06/2017
    Unemployed (Age 0 To 16)
    Danville, CA
  • 11/2023 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-17
  • S66 Uniform Combined State Law Examination
    2023-11-17

View on SEC IAPD

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Other Offices

USCF ADVISERS · WALNUT CREEK, CA
BURTON ENRIGHT WELCH · WALNUT CREEK, CA
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · WALNUT CREEK, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WALNUT CREEK, CA
SAVANT WEALTH MANAGEMENT · Walnut Creek, CA
ONE CAPITAL MANAGEMENT, LLC · Walnut Creek, CA
ROCKEFELLER FINANCIAL LLC · Walnut Creek, CA
OSAIC WEALTH, INC. · WALNUT CREEK, CA

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