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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-09-11 |
| PA | RA | APPROVED | 2025-09-04 |
| TX | RA | APPROVED | 2025-09-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Malvern | PA | 04/2023 | 09/2024 |
| Sei Investment | Oaks | PA | 10/2020 | 04/2023 |
| Ushealth Advisors | Quakertown | PA | 05/2018 | 08/2018 |
| Howard Hannah Realty Group | Morgantown | WV | 05/2019 | 08/2019 |
| Mesquito Grille | Doylestown | PA | 12/2015 | 08/2016 |
| West Virginia University | Morgantown | WV | 08/2019 | 05/2020 |
| West Virginia University | Morgantown | WV | 08/2016 | 05/2019 |
| Unemployed | Doylestown | PA | 05/2020 | 10/2020 |
| The Vanguard Group, Inc. | Charlotte | NC | 09/2024 | Present |
EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-08-13 |
| S63 | Uniform Securities Agent State Law Examination | 2023-07-24 |
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