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Michael Joseph Spedale

Vanguard Advisers, Inc.

Charlotte, NC

CRD 7705640

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Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-09-11
PA RA APPROVED 2025-09-04
TX RA APPROVED 2025-09-04
  • NC RA
    APPROVED
    Since 2025-09-11
  • PA RA
    APPROVED
    Since 2025-09-04
  • TX RA
    APPROVED
    Since 2025-09-04

Branch Locations

1030 Admiral Nelson Ct, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Malvern PA 04/2023 09/2024
Sei Investment Oaks PA 10/2020 04/2023
Ushealth Advisors Quakertown PA 05/2018 08/2018
Howard Hannah Realty Group Morgantown WV 05/2019 08/2019
Mesquito Grille Doylestown PA 12/2015 08/2016
West Virginia University Morgantown WV 08/2019 05/2020
West Virginia University Morgantown WV 08/2016 05/2019
Unemployed Doylestown PA 05/2020 10/2020
The Vanguard Group, Inc. Charlotte NC 09/2024 Present
  • 04/2023 → 09/2024
    The Vanguard Group, Inc.
    Malvern, PA
  • 10/2020 → 04/2023
    Sei Investment
    Oaks, PA
  • 05/2018 → 08/2018
    Ushealth Advisors
    Quakertown, PA
  • 05/2019 → 08/2019
    Howard Hannah Realty Group
    Morgantown, WV
  • 12/2015 → 08/2016
    Mesquito Grille
    Doylestown, PA
  • 08/2019 → 05/2020
    West Virginia University
    Morgantown, WV
  • 08/2016 → 05/2019
    West Virginia University
    Morgantown, WV
  • 05/2020 → 10/2020
    Unemployed
    Doylestown, PA
  • 09/2024 → Present
    The Vanguard Group, Inc.
    Charlotte, NC
Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-13
S63 Uniform Securities Agent State Law Examination 2023-07-24
  • S66 Uniform Combined State Law Examination
    2025-08-13
  • S63 Uniform Securities Agent State Law Examination
    2023-07-24

View on SEC IAPD

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