Cole Andrew Mohrman

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-06-30
NJ	RA	APPROVED	2023-06-05

TX RA
APPROVED_RES

Since 2023-06-30
NJ RA
APPROVED

Since 2023-06-05

Branch Locations

1100-1800 American Blvd Ci Client Services, Pennington, NJ 08534 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Pennington	NJ	02/2023	Present
Spa Hearth And Home	Maple Shade	NJ	07/2019	11/2020
South Jersey Turf Consultants	Tabernacle	NJ	07/2018	06/2019
Absolute Pool Care	Shamong	NJ	05/2018	07/2018
Green Side Up	West Berlin	NJ	03/2017	05/2018
Atlantic Blueberry Company	Hammonton	NJ	04/2016	11/2016
Unemployed	Westville	NJ	11/2016	03/2017
Rowan College Of South Jersey Cumberland	Vineland	NJ	09/2015	12/2022

02/2023 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ
07/2019 → 11/2020

Spa Hearth And Home

Maple Shade, NJ
07/2018 → 06/2019

South Jersey Turf Consultants

Tabernacle, NJ
05/2018 → 07/2018

Absolute Pool Care

Shamong, NJ
03/2017 → 05/2018

Green Side Up

West Berlin, NJ
04/2016 → 11/2016

Atlantic Blueberry Company

Hammonton, NJ
11/2016 → 03/2017

Unemployed

Westville, NJ
09/2015 → 12/2022

Rowan College Of South Jersey Cumberland

Vineland, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-06-02

S66 Uniform Combined State Law Examination

2023-06-02

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Exams

Reviews