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David Handel Williams

Deer Isle Research & Management, LLC

Deer Isle, ME

CRD 3190288

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Employer firm

Deer Isle Research & Management, LLC CRD 156636

$5.87M regulatory AUM

Reported services (Item 5G)

  • Security ratings or pricing
  • INVESTMENT RESEARCH

From the firm’s Form ADV. Read the guides:

Current Employers
Deer Isle Research & Management, Llc

Deer Isle, ME • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2011-07-20
  • ME RA
    APPROVED
    Since 2011-07-20

Branch Locations

Deer Isle, ME • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Deer Isle Research & Management, Llc Deer Isle ME 01/2011 Present
Previous Registrations
  • 2010-05-10 → 2010-12-31
    Source Capital Group, Inc.
    Stamford, CT
    Westport, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-04-23
S63 Uniform Securities Agent State Law Examination 1999-09-01
  • S66 Uniform Combined State Law Examination
    2010-04-23
  • S63 Uniform Securities Agent State Law Examination
    1999-09-01

View on SEC IAPD

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