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601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-01-05 |
Branch Locations
1129 Northern Blvd. Ste. 404, Manhasset, NY 11030 • United States
520 White Plains Rd. Ste. 500, Tarrytown, NY 10591 • United States
601 Office Center Drive Suite 300, Fort Washington, PA 19034 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Maspeth | NY | 02/2023 | 01/2025 |
| Unique Valet Parking Systems | Garden City | NY | 07/2015 | 09/2016 |
| Ideal Food Basket | Brooklyn | NY | 09/2016 | 10/2016 |
| Blink Voice Communications | Garden City | NY | 11/2016 | 04/2020 |
| Salus Financial Solutions | Flushing | NY | 07/2021 | 04/2022 |
| Bad Ass Academy | Whitestone | NY | 04/2022 | 03/2023 |
| City College Of New York | Harlem | NY | 08/2015 | 05/2017 |
| Baruch College | Gramercy | NY | 05/2017 | 05/2021 |
| Bank Of America, N.A. | Maspeth | NY | 04/2023 | 01/2025 |
| Spartan Capital Securities. Llc | New York | NY | 01/2025 | Present |
| Lincoln Investment | Fort Washington | PA | 01/2026 | Present |
Kachi Entertainment & Productions, Inc. Position: Owner Nature: Entertainment Investment Related: No Hours: 38 Securities Trading Hours: 0 Start Date: 1/1/2024 Address: 190-03 50th Ave Fresh Meadows, NY 11365 Description: DJing, networking, organizing private events with clients. Felix Capital Management Position: Independent Contractor, Sales Director, Owner Nature: Holding Company Investment Related: No Hours: 0 Securities Trading Hours: 0 Start Date: 1/1/2018 Address: 190-03 50th Ave Fresh Meadows, NY 11365 Description: Corporation no longer in operation, but I didn't dissolve the firm. No intent to work. Ulloa & Jiang LLC Position: Owner, Partner Nature: Financial Education Investment Related: Yes Hours: 0 Securities Trading Hours: 0 Start Date: 1/1/2022 Address: 47-37 Colden Street Flushing, NY 11355 Description: LLC is no longer in operation but I didn't dissolve the firm. No intent to work.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-06-08 |
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