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Mickey Howell

Rockefeller Financial LLC

Charlotte, NC

Atlanta, GA

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Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-11-14
TX RA APPROVED 2025-11-14
  • NC RA
    APPROVED
    Since 2025-11-14
  • TX RA
    APPROVED
    Since 2025-11-14

Branch Locations

5605 Carnegie Blvd., Suite 220, Charlotte, NC 28209 • United States

3060 Peachtree Road, Nw, Suite 110, Atlanta, GA 30305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Student Columbia SC 08/2016 05/2018
Total Quality Logistics Greenville SC 06/2018 10/2018
Unemployed Greenville SC 10/2018 01/2019
Student Greenville SC 01/2019 05/2020
Fedex Office Greenville SC 09/2019 04/2020
Unemployed Greenville SC 05/2020 08/2020
Ras Craine & Partners Pllc Greenville SC 08/2020 02/2021
Lima One Capital, Llc Greenville SC 03/2021 09/2022
Sunlight Financial Llc Charlotte NC 09/2022 03/2023
Seth Wheeler Charlotte NC 02/2023 11/2025
Northwestern Mutual Investment Services, Llc Charlotte NC 04/2023 11/2025
Northwestern Mutual Wealth Management Company Milwaukee WI 12/2023 11/2025
Rockefeller Financial Llc Charlotte NC 11/2025 Present
  • 08/2016 → 05/2018
    Student
    Columbia, SC
  • 06/2018 → 10/2018
    Total Quality Logistics
    Greenville, SC
  • 10/2018 → 01/2019
    Unemployed
    Greenville, SC
  • 01/2019 → 05/2020
    Student
    Greenville, SC
  • 09/2019 → 04/2020
    Fedex Office
    Greenville, SC
  • 05/2020 → 08/2020
    Unemployed
    Greenville, SC
  • 08/2020 → 02/2021
    Ras Craine & Partners Pllc
    Greenville, SC
  • 03/2021 → 09/2022
    Lima One Capital, Llc
    Greenville, SC
  • 09/2022 → 03/2023
    Sunlight Financial Llc
    Charlotte, NC
  • 02/2023 → 11/2025
    Seth Wheeler
    Charlotte, NC
  • 04/2023 → 11/2025
    Northwestern Mutual Investment Services, Llc
    Charlotte, NC
  • 12/2023 → 11/2025
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 11/2025 → Present
    Rockefeller Financial Llc
    Charlotte, NC
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-05-18
  • S63 Uniform Securities Agent State Law Examination
    2023-05-18
Designations

View on SEC IAPD

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