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Allan Robert Jones

LPl Financial LLC

Florham Park, NJ

Morristown, NJ

CRD 3190280

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2012-12-05
  • NJ RA
    APPROVED
    Since 2012-12-05

Branch Locations

325 Columbia Turnpike Ste 310, Florham Park, NJ 07932 • United States

305 Madison Ave, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Chatham NJ 12/2012 Present
Heritage Investment Partners, Llp Chatham NJ 12/2012 Present
  • 12/2012 → Present
    Lpl Financial
    Chatham, NJ
  • 12/2012 → Present
    Heritage Investment Partners, Llp
    Chatham, NJ
Previous Registrations
Other Businesses

1. 12/05/2012 - HERITAGE INVESTMENT PARTNERS, LLP/ DBA ONLY/ 100%/ CHATHAM, NJ

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-04-28
  • S66 Uniform Combined State Law Examination
    1999-04-28
Other Names
  • Allan R Jones

View on SEC IAPD

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Nearby Investors

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DAVID F BOAK
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Nearby Offices

WISS PRIVATE CLIENT ADVISORS, LLC · FLORHAM PARK, NJ
JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FLORHAM PARK, NJ

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