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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-06-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Lubbock | TX | 03/2011 | 02/2017 |
| White Lodging Hotel Management Hyatt House | Austin | TX | 02/2017 | 11/2017 |
| Johnson County Chem Dry | Cleburne | TX | 11/2017 | 11/2018 |
| Pappadeaux Seafood Kitchen | Grapevine | TX | 03/2018 | 10/2020 |
| Pyrefire Tables | Sheridan | WY | 04/2020 | 02/2023 |
| Pressed Juicery | Fort Worth | TX | 09/2020 | 11/2021 |
| Sedgwick | Orlando | FL | 10/2021 | 02/2023 |
| Royal Chambers Llc | Sheridan | WY | 03/2022 | 08/2024 |
| Moxies Plano | Plano | TX | 08/2022 | Present |
| Charles Schwab & Co., Inc | Westlake | TX | 03/2023 | Present |
1) Moxies |Investment Related: No|8451 Parkwood Blvd, Plano, Tx, 75024, Collin|Food/Beverage Production|Server|8/1/2022|Less than 20 hour/month - 0 during trading hours|Hospitality
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-06-11 |
| S63 | Uniform Securities Agent State Law Examination | 2023-09-19 |
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