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Inactive

Steven Luan

Allworth Financial, L.P.

Rochester, NY

Folsom, CA

High Falls Advisors, Inc.

Rochester, NY

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Current Employers
Allworth Financial, L.P.

340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-08-31
  • NY RA
    APPROVED
    Since 2026-08-31

Branch Locations

180 S Clinton Ave Suite 300, Rochester, NY 14604 • United States

340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States

High Falls Advisors, Inc.

180 South Clinton Ave Suite 300, Rochester, NY 14604 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-05-30
  • NY RA
    APPROVED
    Since 2025-05-30

Branch Locations

180 South Clinton Ave Suite 300, Rochester, NY 14604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Webster Golf Course Webster NY 04/2018 01/2020
Target Webster NY 09/2018 12/2018
Webster Recreational Center Webster NY 09/2019 10/2019
Delta Sonic Webster NY 01/2020 01/2023
Wells Fargo Advisors Rochester NY 01/2023 04/2023
Jb Hunt Rochester NY 05/2023 08/2023
High Falls Advisors, Inc. Rochester NY 12/2023 08/2026
Webster Schoolsl/Brockport College Webster NY 01/2014 05/2024
Allworth Financial, L.P. Rochester NY 08/2026 Present
  • 04/2018 → 01/2020
    Webster Golf Course
    Webster, NY
  • 09/2018 → 12/2018
    Target
    Webster, NY
  • 09/2019 → 10/2019
    Webster Recreational Center
    Webster, NY
  • 01/2020 → 01/2023
    Delta Sonic
    Webster, NY
  • 01/2023 → 04/2023
    Wells Fargo Advisors
    Rochester, NY
  • 05/2023 → 08/2023
    Jb Hunt
    Rochester, NY
  • 12/2023 → 08/2026
    High Falls Advisors, Inc.
    Rochester, NY
  • 01/2014 → 05/2024
    Webster Schoolsl/Brockport College
    Webster, NY
  • 08/2026 → Present
    Allworth Financial, L.P.
    Rochester, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-05-30
  • S65 Uniform Investment Adviser Law Examination
    2025-05-30
Other Names
  • Steven Luan
  • Steven Li Luan

View on SEC IAPD

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JAMES HAROLD HARMAN
GEORGIANN VALLEE COLLINS
NICHOLAS J TAGLIARINO
AMY P STRUTT
HEATHER LYNN LUCAS
CHAD ROBERT JACOB
JASON ANTHONY MILNER

Other Offices

MORGAN STANLEY · Rochester, NY
COMMONWEALTH FINANCIAL NETWORK · ROCHESTER, NY
NOVEM GROUP · ROCHESTER, NY
OSAIC WEALTH, INC. · ROCHESTER, NY
EDELMAN FINANCIAL ENGINES · ROCHESTER, NY
RISE ADVISORS, LLC · ROCHESTER, NY
UBS FINANCIAL SERVICES INC. · ROCHESTER, NY
MARINER · Rochester, NY

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