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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-19
  • CA RA
    APPROVED
    Since 2024-11-19

Branch Locations

Porterville, CA • United States

2600 Ventura St, Fresno, CA 93721 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Homegrown Organic Farms Porterville CA 03/2013 03/2023
Lpl Financial Fresno CA 02/2023 Present
  • 03/2013 → 03/2023
    Homegrown Organic Farms
    Porterville, CA
  • 02/2023 → Present
    Lpl Financial
    Fresno, CA
Other Businesses

1. 07/01/2024 - Brighton Investment Solutions - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 6/12/2024.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-16
  • S66 Uniform Combined State Law Examination
    2024-11-16

View on SEC IAPD

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