Keith Allen

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-10-23
KS	RA	APPROVED	2025-08-07
MO	RA	APPROVED	2023-09-05

TX RA
APPROVED_RES

Since 2025-10-23
KS RA
APPROVED

Since 2025-08-07
MO RA
APPROVED

Since 2023-09-05

Branch Locations

Kansas City, MO • United States

4400 College Blvd, Ste 101, Overland Park, KS 66211 • United States

4700 Belleview Ave Ste 410, Kansas City, MO 64112 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial	Kansas City	MO	02/2023	Present
Alkermes	Overland Park	KS	01/2019	Present
Sunovion Pharmaceuticals	Overland Park	KS	04/2015	01/2019

02/2023 → Present

Lpl Financial

Kansas City, MO
01/2019 → Present

Alkermes

Overland Park, KS
04/2015 → 01/2019

Sunovion Pharmaceuticals

Overland Park, KS

Other Businesses

1- 02/2023 / BMG Advisors / DBA for LPL Business (entity for LPL business) / INVESTMENT RELATED / KANSAS CITY, MO 2- 01/2019 / Alkermes (Pharmaceutical Sales) / Outside/W-2 Employment / NON INVESTMENT RELATED / OVERLAND PARK, KS

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-09-01

S66 Uniform Combined State Law Examination

2023-09-01